Anti Money Laundering (AML) Policy
Green Assets Global Services
SEBI Registration No.: INH000027690
1. Introduction
Green Assets Global Services (“Company”, “Research Analyst”, “RA”) is committed to preventing money laundering, terrorist financing, fraud, and other unlawful financial activities. The Company recognizes its responsibility to comply with all applicable Anti-Money Laundering (AML), Know Your Customer (KYC), and Counter Terrorist Financing (CTF) requirements prescribed under applicable laws, regulations, and guidelines issued by regulatory authorities.
This Anti-Money Laundering Policy has been established to ensure that Green Assets Global Services maintains effective systems, controls, and procedures to detect, prevent, and report suspicious activities while safeguarding the integrity of the financial system
2. Objective of the Policy
The objectives of this AML Policy are:
- To prevent the misuse of research services for money laundering activities.
- To comply with applicable Anti-Money Laundering regulations and guidelines.
- To identify and verify the identity of clients before providing services.
- To detect and monitor suspicious transactions or activities.
- To maintain records and documentation as required by law.
- To promote a culture of compliance within the organization.
- To assist regulatory and law enforcement agencies when required.
3. Scope of the Policy
This policy applies to:
- All clients and prospective clients.
- Directors, employees, consultants, and representatives of the Company.
- All services provided by Green Assets Global Services.
- All onboarding, communication, and payment processes.
Every person associated with the Company is expected to comply with the provisions of this policy.
4. Regulatory Framework
This policy is prepared in accordance with applicable laws and regulatory requirements, including but not limited to:
- Prevention of Money Laundering Act (PMLA), 2002.
- Prevention of Money Laundering Rules, 2005.
- SEBI Guidelines and Circulars.
- Know Your Customer (KYC) Requirements.
- Other applicable regulatory directions issued from time to time.
The Company shall update this policy whenever necessary to remain aligned with regulatory changes.
5. Know Your Customer (KYC)
Green Assets Global Services may undertake appropriate client identification and verification procedures before onboarding clients.
The KYC process may include collection and verification of:
- Full Name
- Mobile Number
- Email Address
- PAN Card Details
- Address Proof
- Identity Proof
- Bank Account Details
- Other information as required under applicable regulations
The Company reserves the right to request additional documentation whenever deemed necessary.
6. Client Due Diligence (CDD)
The Company follows a risk-based approach towards client onboarding and due diligence.
Client Due Diligence procedures may include:
Identity Verification
Verification of the client’s identity through reliable documents and information.
Address Verification
Verification of residential or business address through valid supporting documents.
Risk Assessment
Evaluation of the client’s risk profile based on available information.
Ongoing Monitoring
Periodic review of client information and activity patterns where required.
The Company may decline or discontinue services where satisfactory due diligence cannot be completed.
7. Monitoring of Suspicious Activities
Green Assets Global Services shall maintain reasonable procedures to identify unusual or suspicious activities.
Examples of suspicious activities may include:
- Submission of false identification documents.
- Misrepresentation of identity.
- Attempts to conceal beneficial ownership.
- Unusual payment arrangements.
- Requests inconsistent with the nature of services.
- Transactions lacking a legitimate purpose.
- Activities appearing designed to avoid regulatory requirements.
The identification of suspicious activity does not automatically imply wrongdoing; however, it may require further review and investigation.
8. Reporting Obligations
Where required by applicable laws or regulations, Green Assets Global Services may report suspicious activities or transactions to competent authorities.
The Company shall cooperate with:
- Regulatory Authorities
- Government Agencies
- Financial Intelligence Units
- Law Enforcement Agencies
Such reporting shall be undertaken in accordance with applicable legal requirements.
9. Record Maintenance
The Company shall maintain records of:
- Client identification documents.
- KYC records.
- Client communications.
- Payment records.
- Compliance-related documentation.
- Suspicious activity assessments where applicable.
Records shall be retained for the period prescribed under applicable laws and regulations.
10. Employee Awareness and Compliance
Green Assets Global Services promotes awareness regarding Anti-Money Laundering requirements among its employees and representatives.
The Company may periodically review internal controls and compliance procedures to strengthen AML safeguards.
Employees are expected to:
- Follow AML procedures.
- Report suspicious activities internally.
- Maintain confidentiality.
- Comply with regulatory requirements.
11. Confidentiality
Information collected for AML and KYC purposes shall be treated as confidential and shall be used only for legitimate business, regulatory, and compliance purposes.
The Company shall not disclose such information except:
- Where required by law.
- Upon request by regulatory authorities.
- With client consent where applicable.
- As otherwise permitted under applicable regulations.
12. Non-Cooperation by Clients
Green Assets Global Services reserves the right to:
- Refuse onboarding.
- Suspend services.
- Restrict services.
- Terminate client relationships.
if a client:
- Fails to provide required information.
- Provides misleading information.
- Refuses verification procedures.
- Is involved in suspicious activities.
- Violates applicable regulations.
13. Policy Review
This Anti-Money Laundering Policy shall be reviewed periodically and may be amended to reflect:
- Regulatory changes.
- Business requirements.
- Compliance enhancements.
- Industry best practices.
Any updated version shall become effective upon publication on the Company’s website.
14. Contact Information
For compliance-related queries, investors may contact:
Green Assets Global Services
SEBI Registered Research Analyst
Registration No.: INH000027690
Contact Number: +91 97522 86006
15. Regulatory Disclaimer
Green Assets Global Services is a SEBI Registered Research Analyst bearing Registration No. INH000027690.
Registration granted by SEBI and certification from NISM do not guarantee the performance of the intermediary nor provide any assurance of returns to investors.
Investments in securities market are subject to market risks. Read all related documents carefully before investing.
Last Updated: June 2026
